Job Description
Plans financial, regulatory, compliance or operational reviews/audits. Coordinates work with Risk, Legal & Compliance and other control-related activities and with others within Internal Audit.
Conducts risk assessments and identifies controls in place to mitigate identified risks
. Performs audit procedures to verify that controls are operating through testing and interviewing techniques.
Analyses and concludes on effectiveness and efficiency of control environment.
Identifies control gaps and opportunities for improvement.
Documents the results of audit work in accordance with audit department and the Institute of Internal Auditors (IIA) standards. Prepares ti
Job Specification
Acts as primary client liaison within Internal Audit for one or more VPs / division heads.
Assess, evaluate and promote compliance to internal ING Direct policies
Contributes, as appropriate, in the year-end financial audit with the external auditor.
Provides advice on internal control and participates in enhancing internal audit standards and practices within ING Direct. Researches new or technical subjects when required to support audits (e.g. Basel III, OSFI Guidelines,market risk, financial instruments, etc.)
Provide feedback on performance of Internal Auditors, on audit assignments, as applicable.