We are looking for an experienced Research Analyst for an investment company.
The incumbent is required to:
- Prepare & update manuals including Compliance, AML, Corporate Governance
- Prepare, perform & update KYC & Other forms including suitability assessment, Third-party assessment etc
- Perform periodic Due diligence on clients, Third Parties Agents and others
- Prepare periodic updates on the latest regulations
- Prepare & conduct annual Compliance & AML trainings
- Prepare & submit annual regulatory returns
- Minimum experience of 2-5 years in a similar role
- MBA from reputed university or any other relevant qualifications
- Good understanding of International financial regulations.
- Hands-on experience of preparing Manuals, SoPs, and other relevant documents.
- Excellent experience of KYC, Client Due Diligence, Sanctions & Blocklist assessment